Carlos Mendoza
Carlos Mendoza is a CFP-designated registered investment advisor at Solano Wealth Advisors, based in Fairfield, CA, with 24 years of industry experience. Carlos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Investment Management, and 2 more. Their firm serves 456 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Solano Wealth Advisors manages investments through wrap fee accounts. More information on pricing can be found in Item 4 of the Wrap Fee Brochure, which is not included in this document. Therefore, I am unable to provide a summary of investment management fees.
Location
1300 Oliver Road, Suite 210, Fairfield, CA, 94534
Get directionsHistory
Regulatory History (2)
Regulatory
February 2001Criminal
March 1995Other Business ActivitiesSells Insurance
Carlos is a producer for Producers Financial Group West, selling non-variable insurance, dedicating a few hours per week. He also spends full-time working with Solano Wealth Management and Solano Wealth Investment Advisors, LLC, providing investment advisory services, and with Solano Wealth Management, Inc., a business entity for tax/investment purposes.
Employment History
Current Registrations
Solano Wealth Advisors
LPL Financial LLCBroker
Previous Registrations
Solano Wealth Management, INC.
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.