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Shanth David is a registered investment advisor at Cetera Investment Advisers LLC, based in Dallas, TX, with 24 years of industry experience. Shanth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
3200 Olympus Blvd, Suite 100, Dallas, TX, 75019
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
August 2024 - Present · 1 yr 9 mos
Cetera Financial Specialists LLCBroker
August 2024 - Present · 1 yr 9 mos
Cetera Advisors LLCBroker
August 2024 - Present · 1 yr 9 mos
Cetera Investment Services LLCBroker
August 2024 - Present · 1 yr 9 mos
Cetera Wealth Services, LLC
August 2024 - Present · 1 yr 9 mos
Cetera Financial Specialists LLC
August 2024 - Present · 1 yr 9 mos
Cetera Advisors LLC
August 2024 - Present · 1 yr 9 mos
Cetera Investment Services LLC
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Avantax Advisory Services
October 2019 - September 2025 · 5 yrs 11 mos
Avantax Investment Services, INC.Broker
October 2019 - September 2025 · 5 yrs 11 mos
1st Global Capital CORP.Broker
June 2015 - October 2019 · 4 yrs 4 mos
1st Global Advisors INC
June 2015 - October 2019 · 4 yrs 4 mos
Prospera Financial Services, INC.
December 2014 - June 2015 · 6 mos
Prospera Financial Services, INC.Broker
December 2014 - June 2015 · 6 mos
Wfg Investments, INC.Broker
January 2014 - December 2014 · 11 mos
Wfg Advisors, LP
January 2014 - December 2014 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2012 - January 2014 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2012 - January 2014 · 1 yr 2 mos
1st Global Advisors INC
February 2008 - November 2012 · 4 yrs 9 mos
1st Global Capital CORP.Broker
March 2004 - November 2012 · 8 yrs 8 mos
Fsc Securities CorporationBroker
October 2003 - March 2004 · 5 mos
1st Global Capital CORP.Broker
February 2003 - June 2003 · 4 mos
PFS Investments INC.Broker
February 2002 - January 2003 · 11 mos
Southtrust Securities, INC.Broker
July 2001 - August 2001 · 1 mo
Charles Schwab & CO., INC.Broker
October 2000 - July 2001 · 9 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.