NH
CFP
NH
CFP

Nicholas Hopwood

25 Years of Experience
Plymouth, MI
BrokerSells Insurance

Nicholas Hopwood is a CFP-designated registered investment advisor, based in Plymouth, MI, with 25 years of industry experience.

Location

41011 Ann Arbor Road, Plymouth, MI, 48170

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nicholas is the President, IAR, and CFP of Peak Wealth Management, LLC, dedicating full-time hours to financial planning and investment advisory services. He also works as an independent insurance agent and is involved in several real estate rental businesses and is a registered representative with Mutual Securities, Inc.

Employment History
Current Registrations
Mutual Securities, INC.Broker
April 2019 - Present · 7 yrs 1 mo
Peak Wealth Management, LLC
July 2013 - Present · 12 yrs 10 mos
Previous Registrations
Regulus Advisors, LLCBroker
July 2015 - April 2019 · 3 yrs 9 mos
Park Avenue Wealth Management, LLC
December 2013 - July 2014 · 7 mos
Park Avenue Wealth Management, LLC
December 2010 - February 2013 · 2 yrs 2 mos
LPL Financial LLC
February 2009 - July 2015 · 6 yrs 5 mos
LPL Financial LLCBroker
November 2000 - July 2015 · 14 yrs 8 mos
Washington Square Securities, INC.Broker
September 2000 - November 2000 · 2 mos
State Registrations10 states
FLILINMINCOHORSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.