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Brian Wade
25 Years of Experience
Salt Lake City, UT
1 DisclosureBroker
Brian Wade is a registered investment advisor at Key Investment Services LLC, based in Salt Lake City, UT, with 25 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 27,533 clients with $6.1B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
629 advisors
Number of Clients
27,533 clients
Average Client Portfolio
$222K average
Assets Under Management
$6.1B
Fee Structure
Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$130
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.40% |
| $1M+ | 1.00% |
KIS's program fees are negotiable, but will never exceed the Program Fee schedule. This does not include the Investment Manager or Model Strategist fee.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
2299 Highland Dr., Salt Lake City, UT, 84106
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2007Denied
Employment History
Current Registrations
Key Investment Services LLC
January 2007 - Present · 19 yrs 4 mos
Key Investment Services LLCBroker
March 2006 - Present · 20 yrs 2 mos
Previous Registrations
Chase Investment Services CORP.Broker
July 2005 - February 2006 · 7 mos
Banc One Securities CorporationBroker
October 2003 - July 2005 · 1 yr 9 mos
Wells Fargo Investments, LLCBroker
August 2002 - June 2003 · 10 mos
Fidelity Brokerage Services LLCBroker
August 2000 - August 2002 · 2 yrs
State Registrations18 states
AZCACOFLGAIAIDILINKSNVOHORSDTXUTWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.