Lauren Brandel is a registered investment advisor, based in New York, NY, with 15 years of industry experience.
Location
11 Madison Avenue, New York, NY, 10010
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
UBS Securities LLCBroker
July 2023 - Present · 3 yrs
UBS Financial Services INC.
November 2015 - Present · 10 yrs 8 mos
UBS Financial Services INC.Broker
October 2015 - Present · 10 yrs 9 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
July 2011 - June 2015 · 3 yrs 11 mos
Lord Abbett Distributor LLCBroker
October 2002 - March 2004 · 1 yr 5 mos
First Investors CorporationBroker
August 2001 - September 2001 · 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.