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Laura Wassell

24 Years of Experience
Austin, TX
Broker

Laura Wassell is a registered investment advisor, based in Austin, TX, with 24 years of industry experience.

Location

5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Laura works as an accounting clerk and office manager for Automation Distribution Inc, dedicating about half her time. She also works as a registered representative and investment advisor for Drake, Lehner and Morgan, LLC and Kestra Advisory Services, respectively, dedicating about half her time to each.

Employment History
Current Registrations
Kestra Advisory Services, LLC
August 2021 - Present · 5 yrs 1 mo
Kestra Investment Services, LLC
August 2021 - Present · 5 yrs 1 mo
Kestra Investment Services, LLCBroker
August 2021 - Present · 5 yrs 1 mo
Previous Registrations
Morgan Stanley
April 2011 - May 2021 · 10 yrs 1 mo
Morgan StanleyBroker
April 2011 - May 2021 · 10 yrs 1 mo
UBS Financial Services INC.Broker
May 2004 - April 2011 · 6 yrs 11 mos
Morgan Stanley Dw INC.Broker
July 2001 - May 2004 · 2 yrs 10 mos
State Registrations11 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Laura Wassell - Financial Advisor | TrueAdvisor