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Earl Silver

55 Years of Experience
Deer Park, IL
1 DisclosureBroker

Earl Silver is a registered investment advisor at Raymond James & Associates, INC., based in Deer Park, IL, with 55 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

21925 W. Field Parkway, Suite 206, Deer Park, IL, 60010

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2012
Denied
Other Business Activities

Earl owns rental real estate, manages EIS Enterprises, Inc., participates in KEM Stables (racing horses), and is a partner in Silver Liberatore Group LLC. He spends minimal time on each of these activities.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
April 2021 - Present · 5 yrs 1 mo
Raymond James & Associates, INC.
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
UBS Financial Services INC.Broker
November 2013 - April 2021 · 7 yrs 5 mos
UBS Financial Services INC.
November 2013 - April 2021 · 7 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2007 - November 2013 · 6 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2007 - November 2013 · 6 yrs 2 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - October 2007 · 6 mos
Morgan Stanley
December 2002 - January 2005 · 2 yrs 1 mo
Morgan Stanley Dw INC.Broker
February 1978 - April 2007 · 29 yrs 2 mos
Reynolds Securities, INC.Broker
April 1974 - February 1978 · 3 yrs 10 mos
Dupont Walston, IncorporatedBroker
May 1970 - April 1974 · 3 yrs 11 mos
State Registrations35 states
AZCACOCTDEFLGAIAIDILINKYLAMAMDMIMNMOMSMTNCNJNMNVNYOHPASCSDTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.