Roy Larsen
Roy Larsen is a CFP-designated registered investment advisor at Larsen Wealth Management, LLC, based in Gainesville, GA, with 20 years of industry experience. Roy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 61 clients with $42M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | Included |
| $750K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $3.0M | 0.80% |
| $3.0M - $4.0M | 0.70% |
| $4.0M - $5.0M | 0.65% |
| $5M+ | 0.60% |
Fees are non-negotiable except for accounts greater than $10,000,000, which the fee may be negotiable. Clients that have the minimum account balance of either $750,000 or lower are currently legacy clients and are charged the rate discussed between LWM and the Client upon opening their account. Clients that wish to engage in our business and have lower than the required minimum balance will not be charged in excess of $1,875 per quarter. Our firm will not charge more than $40,000.00 for clients with assets of $5,000,001 or higher.
Fee Estimator
Location
Gainesville, GA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roy is licensed to offer variable products in Georgia, New Jersey, and Florida. While he is licensed to sell annuity products, he no longer accepts commissions on them, adhering to a fee-only fiduciary model.
Employment History
Current Registrations
Larsen Wealth Management, LLC
Previous Registrations
LPL Financial LLC
A. G. Edwards & Sons, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.