SM
CFP
SM
CFP
Sarah Marks is a CFP-designated registered investment advisor, based in Stamford, CT, with 25 years of industry experience.
Location
400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512
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Regulatory History (1)
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Customer Dispute
November 2008Settled
Other Business ActivitiesSells Insurance
Sarah owns 38NorthStudio, LLC, a local music studio, and dedicates minimal time to its branding and marketing. She also installs insurance products through Steward Partners Global Advisory and is the creator/owner of the non-profit Studio EDU, dedicating minimal time to each.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs 2 mos
Steward Partners Investment Advisory, LLC
January 2018 - Present · 8 yrs 6 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
January 2018 - May 2022 · 4 yrs 4 mos
Wells Fargo Clearing Services, LLC
December 2007 - January 2018 · 10 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
December 2007 - January 2018 · 10 yrs 1 mo
Suntrust Investment Services, INC.
April 2006 - December 2007 · 1 yr 8 mos
Suntrust Investment Services, INC.Broker
January 2006 - December 2007 · 1 yr 11 mos
H&r Block Financial Advisors, INC.
July 2003 - January 2006 · 2 yrs 6 mos
Rsm Mcgladrey, INC.
June 2003 - November 2003 · 5 mos
H&r Block Financial Advisors, INC.Broker
August 2000 - January 2006 · 5 yrs 5 mos
State Registrations13 states
AZCADCFLMDNCNJNVNYSCTXVAVT
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.