JN
JN
Jeffrey Novak
16 Years of Experience
Troy, MI
1 DisclosureBroker
Jeffrey Novak is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Troy, MI, with 16 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified
Fee Structure
Investment management only (planning not offered)
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
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Location
101 W Big Beaver Rd, Ste 500, Troy, MI, 48084
Get directionsHistory
Regulatory History (1)
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Financial
July 2016Final
Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
May 2022 - Present · 4 yrs
Northwestern Mutual Investment Services,llc
May 2022 - Present · 4 yrs
Previous Registrations
Equitable Advisors, LLC
October 2020 - October 2021 · 1 yr
Equitable Advisors, LLCBroker
October 2020 - October 2021 · 1 yr
AXA Advisors, LLC
May 2019 - May 2020 · 1 yr
AXA Advisors, LLCBroker
September 2018 - May 2020 · 1 yr 8 mos
T3 Trading Group, LLCBroker
November 2014 - February 2015 · 3 mos
Wts Proprietary Trading Group LLCBroker
October 2011 - November 2014 · 3 yrs 1 mo
Ocean View Capital, LLCBroker
January 2011 - September 2011 · 8 mos
Echotrade LLCBroker
April 2006 - August 2007 · 1 yr 4 mos
Rosenthal Collins Equities, L.L.C.Broker
March 2005 - March 2006 · 1 yr
May Financial CorporationBroker
August 2001 - October 2004 · 3 yrs 2 mos
H&r Block Financial Advisors, INC.Broker
October 2000 - July 2001 · 9 mos
State Registrations1 state
MI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.