Joel Malick is a registered investment advisor, based in Colorado Springs, CO, with 25 years of industry experience. Joel is also registered as a broker, so some compensation may come from commissions on products sold.
Location
7222 Commerce Ctr Dr, Ste 108, Colorado Springs, CO, 80919
Get directionsHistory
Regulatory History (2)
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Customer Dispute
April 2014Settled
Customer Dispute
March 2005Denied
Other Business Activities
Joel is an author, podcaster, and speaker, dedicating about 10-20% of his time to this endeavor. He also serves on the board of multiple non-profit organizations and owns Everoak Wealth Co, a financial services business.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2023 - Present · 3 yrs 2 mos
Cetera Investment Advisers LLC
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Securian Financial Services, INC.Broker
March 2007 - August 2023 · 16 yrs 5 mos
Securian Financial Services, INC.
March 2007 - August 2023 · 16 yrs 5 mos
Hornor, Townsend & Kent, INC.
October 2004 - March 2007 · 2 yrs 5 mos
Hornor, Townsend & Kent, INC.Broker
July 2004 - March 2007 · 2 yrs 8 mos
New England SecuritiesBroker
March 2001 - July 2004 · 3 yrs 4 mos
State Registrations33 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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