RS
RS

Richard Sincerbeaux

5 Years of Experience
New York, NY

Richard Sincerbeaux is a registered investment advisor at Rm Sincerbeaux Capital Management, LLC., based in New York, NY, with 5 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 15 clients with $230M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
15 clients
Average Client Portfolio
$15.3M average
Assets Under Management
$230.0M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.75%

Fee is 0.75% of equity assets and 0.25% of fixed income and cash reserves. For IRA accounts, the fee is 0.65% of all assets. RMSCM may reinstate the 0.25% fee on cash reserves due to higher interest rates.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Loading...

Location

1120 6th Avenue, Suite 4044, New York, NY, 10036-6700

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Rm Sincerbeaux Capital Management, LLC.
March 2021 - Present · 5 yrs 2 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Sincerbeaux - Financial Advisor | TrueAdvisor