WK
CFP
WK
CFP

Wendy Knott

25 Years of Experience
Littleton, CO
Broker

Wendy Knott is a CFP-designated registered investment advisor at Empower Advisory Group, LLC, based in Littleton, CO, with 25 years of industry experience. Wendy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 250,707 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1613 advisors
Number of Clients
250,707 clients
Average Client Portfolio
$635K average
Assets Under Management
$159.1B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.50%
$100K - $250K0.40%
$250K - $400K0.30%
$400K+0.20%

EAG reserves the right to offer discounted fees or waive periodic fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

12162 W Mount Powell, Littleton, CO, 80127

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Wendy is an independent sales consultant for Norwex, selling household cleaning products. This activity is not investment-related.

Employment History
Current Registrations
Empower Advisory Group, LLC
July 2017 - Present · 9 yrs
Empower Financial Services, INC.
November 2003 - Present · 22 yrs 8 mos
Empower Financial Services, INC.Broker
November 2003 - Present · 22 yrs 8 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
September 2000 - June 2003 · 2 yrs 9 mos
Robert W. Baird & CO. IncorporatedBroker
September 2000 - January 2002 · 1 yr 4 mos
State Registrations46 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Wendy Knott - Financial Advisor | TrueAdvisor