Cuong Thuyen
Cuong Thuyen is a registered investment advisor at Independent Financial Group, LLC, based in Pasadena, CA, with 21 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
2181 E. Foothill Blvd, Suite 204, Pasadena, CA, 91107
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Regulatory History (1)
Customer Dispute
January 2010Other Business ActivitiesSells Insurance
Cuong is a member of two realtor associations and owns Kong Financial Services, a DBA for marketing purposes where he sells health and life insurance, including annuities, dedicating a few hours per week. He also holds a life and health insurance license.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Mam Global Financial Services, LLC
Mam Securities, LLCBroker
Mam Wealth Management, LLC
Capwest Securities, INC.
Capwest Securities, INC.Broker
Tweed Financial Services, INC.
United Securities Alliance, INC.
United Securities Alliance, INC.Broker
State Street Global Markets, LLCBroker
Phoenix Equity Planning CorporationBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.