Julie Shen
Julie Shen is a registered investment advisor at Independent Financial Group, LLC, based in Pasadena, CA, with 14 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
260 S. Los Robles, Suite 109, Pasadena, CA, 91101
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
October 2015Other Business ActivitiesSells Insurance
Julie is a 50% owner of ENT Wealth Management, a DBA for marketing purposes. She is also a California insurance agent offering various insurance products and spends about a quarter of her time on DBA names for marketing purposes and life, health and annuities.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.