MB
CFP
MB
CFP
Michael Barron
31 Years of Experience
West Palm Beach, FL
4 DisclosuresBroker
Michael Barron is a CFP-designated registered investment advisor at Morgan Stanley, based in West Palm Beach, FL, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
777 South Flagler Drive, Suite 700E, West Palm Beach, FL, 33401
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2010Denied
Customer Dispute
February 2008Settled
Customer Dispute
May 2007Denied
Customer Dispute
February 2000Settled
Other Business Activities
Michael is on the Finance Committee for Temple Beth Torah and a Board Member/Finance Committee member for the Sarcoma Foundation of America. These activities require minimal time outside of business hours.
Employment History
Current Registrations
Morgan StanleyBroker
June 2020 - Present · 5 yrs 11 mos
Morgan Stanley
June 2020 - Present · 5 yrs 11 mos
Previous Registrations
UBS Financial Services INC.Broker
May 2008 - July 2020 · 12 yrs 2 mos
UBS Financial Services INC.
May 2008 - July 2020 · 12 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - May 2008 · 1 yr 1 mo
Morgan Stanley & CO. IncorporatedBroker
April 2007 - May 2008 · 1 yr 1 mo
Morgan Stanley
November 1999 - April 2007 · 7 yrs 5 mos
Morgan Stanley Dw INC.Broker
November 1999 - April 2007 · 7 yrs 5 mos
Painewebber IncorporatedBroker
December 1996 - December 1999 · 3 yrs
Olde Discount CorporationBroker
August 1994 - February 1997 · 2 yrs 6 mos
State Registrations40 states
AKALARAZCACOCTDCDEFLGAILKSLAMAMDMEMIMNMONCNENHNJNMNVNYOHPAPRRISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.