TC
TC

Thomas Cometa

25 Years of Experience
Beachwood, OH
3 DisclosuresBrokerSells Insurance

Thomas Cometa is a registered investment advisor at Wells Fargo Advisors, based in Beachwood, OH, with 25 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

3201 Enterprise Pkwy Suite 400, [Satellite], Beachwood, OH, 44122

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009
Settled
Customer Dispute
November 2008
Settled
Customer Dispute
October 2008
Denied
Other Business ActivitiesSells Insurance

Thomas has 100% ownership in T & A Advisors Inc and 90% ownership in T & A Advisors Holdings LLC. He also works as a financial advisor for Princeton Harriman Insurance Solutions, dedicating a few hours per week.

Employment History
Current Registrations
Wells Fargo Advisors
October 2018 - Present · 7 yrs 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
October 2018 - Present · 7 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
October 2009 - October 2018 · 9 yrs
UBS Financial Services INC.Broker
October 2008 - October 2018 · 10 yrs
Morgan Stanley & CO. IncorporatedBroker
April 2007 - October 2008 · 1 yr 6 mos
Morgan Stanley Dw INC.Broker
October 2000 - April 2007 · 6 yrs 6 mos
State Registrations27 states
ALAZCACOCTDCDEFLHIILINMAMDMEMIMTNCNJNYOHOKORPASCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.