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Kenneth Beber

25 Years of Experience
Chino Hills, CA
2 DisclosuresBrokerSells Insurance

Kenneth Beber is a registered investment advisor at Independent Financial Group, LLC, based in Chino Hills, CA, with 25 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
538 advisors
Number of Clients
44,045 clients
Average Client Portfolio
$257K average
Assets Under Management
$11.3B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)

IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.

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Location

13925 City Center Drive #200-235, Chino Hills, CA, 91709

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2022
Settled
Employment Separation After Allegations
August 2011
Other Business ActivitiesSells Insurance

Kenneth is an independent contractor for Peak Financial, Inc. and a registered representative and investment advisor representative. He is also a CA insurance agent and a board member for Little Elm ISD Educational Foundation and a volunteer for Little Elm Independent School District, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Independent Financial Group, LLCBroker
September 2011 - Present · 14 yrs 8 mos
Independent Financial Group, LLC
September 2011 - Present · 14 yrs 8 mos
Previous Registrations
Investors Capital CORP.Broker
August 2011 - September 2011 · 1 mo
Investors Capital Advisory
August 2011 - September 2011 · 1 mo
National Planning Corporation ("npc of America" in Fl & Ny)
April 2007 - August 2011 · 4 yrs 4 mos
National Planning CorporationBroker
October 2000 - August 2011 · 10 yrs 10 mos
State Registrations19 states
AZCACOFLILMAMNMOMSNCNJNVNYOKORTNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.