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Kenneth Beber

Independent Financial Group, LLC
25 Years of Experience
Frisco, TX
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Kenneth Beber is a registered investment advisor at Independent Financial Group, LLC, based in Frisco, TX, with 25 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.

Independent Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
541 advisors
Number of Clients
26,635 clients
Average Client Portfolio
$485K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5M+2.00%

Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6160 Warren Parkway, Ste. 100-154, Frisco, TX, 75034

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2022
Settled
Employment Separation After Allegations
August 2011
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kenneth is an independent contractor for Peak Financial, Inc. and a registered representative and investment advisor representative. He is also a CA insurance agent and a board member for Little Elm ISD Educational Foundation and a volunteer for Little Elm Independent School District, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Independent Financial Group, LLCBroker
September 2011 - Present · 15 yrs 1 mo
Independent Financial Group, LLC
September 2011 - Present · 15 yrs 1 mo
Previous Registrations
Investors Capital CORP.Broker
August 2011 - September 2011 · 1 mo
Investors Capital Advisory
August 2011 - September 2011 · 1 mo
National Planning Corporation ("npc of America" in Fl & Ny)
April 2007 - August 2011 · 4 yrs 4 mos
National Planning CorporationBroker
October 2000 - August 2011 · 10 yrs 10 mos
State Registrations22 states
AZCACOFLIAILMAMNMOMSNCNJNMNVNYOHOKORTNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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