Kelly Cavanaugh is a registered investment advisor, based in Indianapolis, IN, with 20 years of industry experience.
Location
10194 Crosspoint Boulevard, Suite # 100, Indianapolis, IN, 46256
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
March 2025 - Present · 1 yr 2 mos
Cetera Investment Advisers LLC
March 2025 - Present · 1 yr 2 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
December 2022 - May 2023 · 5 mos
Fidelity Brokerage Services LLCBroker
December 2022 - May 2023 · 5 mos
Pruco Securities, LLC.Broker
December 2020 - July 2022 · 1 yr 7 mos
Prudential Financial Planning Services
December 2020 - July 2022 · 1 yr 7 mos
Fifth Third Securities, INC.
May 2019 - November 2020 · 1 yr 6 mos
Fifth Third Securities, INC.Broker
May 2019 - November 2020 · 1 yr 6 mos
LPL Financial LLC
January 2018 - June 2019 · 1 yr 5 mos
LPL Financial LLCBroker
February 2017 - June 2019 · 2 yrs 4 mos
Infinex Investments, INC.Broker
February 2016 - February 2017 · 1 yr
W&s Brokerage Services, INC.Broker
July 2014 - March 2016 · 1 yr 8 mos
Allstate Financial Services, LLCBroker
April 2013 - April 2014 · 1 yr
LPL Financial LLCBroker
July 2011 - January 2013 · 1 yr 6 mos
Uvest Financial Services Group, INC.Broker
November 2007 - July 2011 · 3 yrs 8 mos
Fifth Third Securities, INC.Broker
October 2006 - November 2007 · 1 yr 1 mo
Chase Investment Services CORP.Broker
July 2005 - October 2006 · 1 yr 3 mos
Banc One Securities CorporationBroker
August 2002 - July 2005 · 2 yrs 11 mos
State Registrations1 state
IN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.