Carol Pipitone
Carol Pipitone is a registered investment advisor at Brookwood Investment Group, based in Rancho Mirage, CA, with 21 years of industry experience. Carol operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 3,506 clients with $1.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Fees are negotiable and generally range up to 2.50% depending on portfolio size, complexity, and other factors. A technology fee of $60 per account is charged annually unless waived.
Fee Estimator
Location
Rancho Mirage, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carol is an Investment Advisor Representative with Belpointe Asset Management since 2016, dedicating about half of her time. She is also a licensed insurance producer with Brookwood Insurance Group LLC since 2022, selling fixed insurance products and spending a few hours per week on this activity. Carol also dedicates minimal time to Shelterbox USA and Desert Winds Freedom Band.
Employment History
Current Registrations
Brookwood Investment Group
Previous Registrations
Belpointe Asset Management LLC
Tcfg Investment Advisors, LLC
Calton & Associates, INC.
Oppenheimer & CO. INC.
H.D. Vest Advisory Services, INC
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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