ZB
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Zachary Ballard

23 Years of Experience
St. Louis, MO
Broker

Zachary Ballard is a registered investment advisor at Wells Fargo Advisors, based in St. Louis, MO, with 23 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

One North Jefferson Avenue, H0004-05C, St. Louis, MO, 63103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
June 2021 - Present · 4 yrs 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Wells Fargo Advisors
January 2020 - Present · 6 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
January 2020 - Present · 6 yrs 4 mos
Previous Registrations
LPL Financial LLCBroker
January 2006 - August 2019 · 13 yrs 7 mos
LPL Financial LLC
January 2006 - August 2019 · 13 yrs 7 mos
Wm Financial Services, INC.
March 2004 - January 2006 · 1 yr 10 mos
Wm Financial Services, INC.Broker
March 2004 - January 2006 · 1 yr 10 mos
Banc One Securities Corporation
December 2002 - March 2003 · 3 mos
Banc One Securities CorporationBroker
December 2002 - March 2003 · 3 mos
Strategic Advisers INC.
October 2001 - December 2002 · 1 yr 2 mos
Fidelity Brokerage Services LLCBroker
November 2000 - December 2002 · 2 yrs 1 mo
State Registrations6 states
ARMAMOOKUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.