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Joshua Taussig

Morgan Stanley
5 Years of Experience
Newport Beach, CA
1 DisclosureBroker
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Joshua Taussig is a registered investment advisor at Morgan Stanley, based in Newport Beach, CA, with 5 years of industry experience. Joshua is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

800 Newport Center Drive, Suite 500, Newport Beach, CA, 92660

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
June 1995
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Joshua is a board member of the Bladder Exstrophy Research Foundation since 2009. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
Morgan Stanley
July 2021 - Present · 5 yrs 3 mos
Morgan StanleyBroker
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2021 - July 2021 · 2 mos
Wells Fargo Clearing Services, LLCBroker
May 2021 - July 2021 · 2 mos
Salomon Smith Barney INC.Broker
October 2000 - March 2001 · 5 mos
State Registrations9 states
AZCAFLIAILMDNYTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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