EC
CFP
EC
CFP
Elizabeth Cervantes is a CFP-designated registered investment advisor at Morgan Stanley, based in Newport Beach, CA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
800 Newport Center Drive, Suite 500, Newport Beach, CA, 92660
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
December 2024 - Present · 1 yr 5 mos
Morgan StanleyBroker
December 2024 - Present · 1 yr 5 mos
Previous Registrations
Wells Fargo Advisors
December 2013 - December 2024 · 11 yrs
Wells Fargo Clearing Services, LLCBroker
December 2013 - December 2024 · 11 yrs
Citigroup Global Markets INC.
January 2008 - December 2013 · 5 yrs 11 mos
Citigroup Global Markets INC.Broker
June 2007 - December 2013 · 6 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.