William Wiggins
William Wiggins is a registered investment advisor at LPL Financial LLC, based in Southport, NC, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
611 N Howe St, Southport, NC, 28461
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2012Customer Dispute
April 2008Other Business ActivitiesSells Insurance
William works as a relationship manager at Fidelity Bank, dedicating minimal time. He also sells non-variable insurance products, spending a few hours per week, and operates Blueprint Investment Management, LLC, taking more than full-time hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
First Citizens Investor Services, INC.Broker
First Citizens Investor Services, INC.
Cic Advisers, LLC
Capital Investment Group, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Jefferson Pilot Securities CorporationBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.