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Sara Neuhaus

25 Years of Experience
Austin, TX
Broker

Sara Neuhaus is a registered investment advisor at Raymond James & Associates, INC., based in Austin, TX, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

6034 West Courtyard Drive, Suite 305, Austin, TX, 78730

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
May 2005 - Present · 21 yrs 4 mos
Raymond James & Associates, INC.
April 2005 - Present · 21 yrs 5 mos
Raymond James & Associates, INC.Broker
April 2005 - Present · 21 yrs 5 mos
Previous Registrations
UBS Financial Services INC.
February 2004 - April 2005 · 1 yr 2 mos
UBS Financial Services INC.Broker
November 2000 - April 2005 · 4 yrs 5 mos
State Registrations21 states
ARAZCACOCTFLINKSKYMDMONCNMNYOKORPATNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.