Philip Sloan
Philip Sloan is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Grosse Pointe, MI, with 53 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
17000 Kercheval Avenue Suite 240, Grosse Pointe, MI, 48230
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Philip is a band member in an oldies band called The Magic Moments, performing occasionally. He also owns a family cottage in Grand Bend, Ontario, which is investment-related and requires minimal time.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Dean Witter Reynolds INC.Broker
Reynolds Securities, INC.Broker
Dupont Walston, IncorporatedBroker
Dupont Glore Forgan INCBroker
State Registrations11 states
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