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Scott Bambach

21 Years of Experience
St. Petersburg, FL
Broker

Scott Bambach is a registered investment advisor at Raymond James & Associates, INC., based in St. Petersburg, FL, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

880 Carillon Parkway, St. Petersburg, FL, 33716

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
March 2014 - Present · 12 yrs 4 mos
Raymond James & Associates, INC.Broker
March 2014 - Present · 12 yrs 4 mos
Previous Registrations
Infinex Investments, INC.
October 2010 - January 2014 · 3 yrs 3 mos
Infinex Investments, INC.Broker
October 2010 - January 2014 · 3 yrs 3 mos
LPL Financial Corporation
May 2007 - May 2008 · 1 yr
Uvest Financial Services Group, INC.
March 2007 - October 2010 · 3 yrs 7 mos
Uvest Financial Services Group, INC.Broker
March 2007 - October 2010 · 3 yrs 7 mos
Raymond James & Associates, INC.
May 2005 - February 2007 · 1 yr 9 mos
Raymond James & Associates, INC.Broker
May 2005 - February 2007 · 1 yr 9 mos
Morgan Stanley
October 2004 - April 2005 · 6 mos
Morgan Stanley Dw INC.Broker
June 2004 - April 2005 · 10 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Bambach - Financial Advisor | TrueAdvisor