Daniel Misenhimer is a PFS-designated registered investment advisor at LPL Financial LLC, based in Yuma, AZ, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Yuma, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Daniel is involved in numerous business entities, primarily for tax/investment purposes and real estate rentals. He also acts in a fiduciary capacity for several trusts and works full-time for Misenhimer Aivazian & Tennant, a tax preparation/accounting/CPA firm.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
LPL Financial LLCBroker
LPL Financial LLC
1st Global Advisors INC
1st Global Capital CORP.Broker
Nylife Securities INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.