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CFP
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CFP

Mai Luc

Edward Jones
24 Years of Experience
Yuma, AZ
Broker
View SEC Summary
View SEC Summary

Mai Luc is a CFP-designated registered investment advisor at Edward Jones, based in Yuma, AZ, with 24 years of industry experience. Mai is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.

Edward Jones
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24113 advisors
Number of Clients
4,069,320 clients
Average Client Portfolio
$249K average
Assets Under Management
$1013.6B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.40%

The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Yuma, AZ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mai owns a rental property in Mesa, AZ, since 2009 and spends minimal time on it. She also works as an English editor for ButTre Magazine, a non-profit Vietnamese cultural magazine, since 2014, also spending minimal time.

Employment History
Current Registrations
Edward Jones
May 2016 - Present · 10 yrs 5 mos
Edward Jones
April 2016 - Present · 10 yrs 6 mos
Edward JonesBroker
April 2016 - Present · 10 yrs 6 mos
Previous Registrations
The Leaders Group, INC.Broker
January 2014 - December 2015 · 1 yr 11 mos
Ing Financial Partners, INC.Broker
November 2012 - December 2013 · 1 yr 1 mo
Vanguard Marketing CorporationBroker
June 2011 - September 2012 · 1 yr 3 mos
Securities Service Network, INC.Broker
February 2011 - June 2011 · 4 mos
Rmin Securities, INC.Broker
June 2006 - March 2010 · 3 yrs 9 mos
Chase Investment Services CORP.Broker
July 2005 - January 2006 · 6 mos
Chase Investment Services CORP.
July 2005 - January 2006 · 6 mos
Banc One Securities Corporation
October 2002 - July 2005 · 2 yrs 9 mos
Banc One Securities CorporationBroker
November 2000 - July 2005 · 4 yrs 8 mos
American Express Financial Advisors INC.Broker
August 2000 - October 2000 · 2 mos
Ids Life Insurance CompanyBroker
August 2000 - October 2000 · 2 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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