Richard Louis
Richard Louis is a registered investment advisor at Dow Family Office Advisory, LLC, based in Lakewood Ranch, FL, with 25 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
Fees range up to 1.25% annually depending on services, asset levels, and relationship complexity. Fees are negotiable at the firm's discretion.
Fee Estimator
Location
8205 Nature’s Way, Suite 219, Lakewood Ranch, FL, 34202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard is a co-owner and managing partner of Island Lifestyle Importers, LLC, dedicating about half his time to this business. He is also the owner and president of Capital Investment Management, Inc., an entity used for tax and accounting purposes.
Employment History
Current Registrations
Dow Family Office Advisory, LLC
Bolton Global Asset Management
Previous Registrations
Bolton Global CapitalBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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