David Speranza is a registered investment advisor, based in Newburgh, NY, with 25 years of industry experience.
Location
100 Stony Brook Ct, Newburgh, NY, 12550
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an IAR of Spire Wealth Management providing fee-based investment advisory services full-time. He also sells fixed insurance products, dedicating about a quarter of his time to this activity, and works as an NCAA athletics official (baseball umpire) for about a quarter of his time.
Employment History
Current Registrations
Spire Securities, LLCBroker
Spire Wealth Management, LLC
Previous Registrations
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
Securities America, INC.Broker
A. G. Edwards & Sons, INC.Broker
State Registrations2 states
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