Cathleen Strong
Cathleen Strong is a registered investment advisor at Charles Schwab & CO., INC., based in Scottsdale, AZ, with 24 years of industry experience. Cathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Location
7293 N Scottsdale Rd, Suite 107, Scottsdale, AZ, 85253
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2009Other Business Activities
Cathleen is a member of an inherited family farm, McNamee Farms, LLC, and serves on the Board of Directors for Helping Hands for Single Moms. Both activities are not investment-related and take about 10-20% of her time each.
Employment History
Current Registrations
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Previous Registrations
TD Ameritrade Investment Management, LLC
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
U.S. Bancorp Investments, INC.Broker
Strategic Advisers INC.
Fidelity Brokerage Services LLCBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.