John Polemis is a registered investment advisor at Sphinx Investments LLC, based in Richmond, VA, with 12 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 305 clients with $65M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sphinx Investments LLC's fees typically range from 1.50% to 1.75% of the value of your portfolio annually. The final fee schedule is documented in your advisory agreement. All fees are subject to negotiation.
Location
919 East Main Street, Suite 1000, Richmond, VA, 23219
Get directionsHistory
Regulatory History (5)
Investigation
February 2026Employment Separation After Allegations
August 2024Financial
October 2018Customer Dispute
June 2008Customer Dispute
September 2004Employment History
Current Registrations
Sphinx Investments LLC
Previous Registrations
Stirlingshire Investments
Stirlingshire InvestmentsBroker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Nylife Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.