Andrew Moore is a registered investment advisor at LPL Financial LLC, based in Loveland, CO, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
504 N. Garfield Avenue, Loveland, CO, 80537
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Andrew operates as Parallel Financial Advisors, LLC, a DBA for his LPL business, dedicating full-time hours. He also has a business entity, ALM Financial, for tax/investment purposes, requiring minimal time, and owns real estate rental property through RUSCHMOORE INVESTMENTS LLC, requiring minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Investment Centers of America, INC.Broker
Investment Centers of America, INC.
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Banc One Securities Corporation
Banc One Securities CorporationBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Stifel, Nicolaus & Company, IncorporatedBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.