Candace Swayne is a registered investment advisor at Wms Wealth Management LLC, based in Mukilteo, WA, with 9 years of industry experience. Candace operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 136 clients with $47M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $499K | 1.85% |
| $499K - $1.0M | 1.60% |
| $1.0M - $3.0M | 1.25% |
| $3M+ | 1.00% |
Fees may be adjusted on a case-by-case basis. Alternative investments held at CNB Custody are charged a flat 1.25% fee.
Fee Estimator
Location
12189 Greenhaven, Suite 108, Mukilteo, WA, 98275-6062
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Candace provides tasting room support at Chelan Ridge Winery, assisting with wine sales, service, pizza service, and customer satisfaction. This takes about 10-20% of Candace's time outside of trading hours.
Employment History
Current Registrations
Wms Wealth Management LLC
Previous Registrations
Sandlapper Wealth Management, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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