JL
CFP
JL
CFP
Jose Lama
25 Years of Experience
Miami, FL
1 DisclosureBroker
Jose Lama is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Miami, FL, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
600 Brickell Avenue, Suites 1875 and 2250, Miami, FL, 33131
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2009Withdrawn
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2021 - Present · 5 yrs 3 mos
Raymond James & Associates, INC.
February 2021 - Present · 5 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2011 - February 2021 · 9 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2011 - February 2021 · 9 yrs 4 mos
Morgan Keegan & Company, INC.
August 2005 - October 2011 · 6 yrs 2 mos
Morgan Keegan & Company, INC.Broker
August 2005 - October 2011 · 6 yrs 2 mos
Suntrust Investment Services, INC.
May 2005 - August 2005 · 3 mos
Suntrust Investment Services, INC.Broker
June 2004 - August 2005 · 1 yr 2 mos
Wm Financial Services, INC.Broker
October 2002 - June 2004 · 1 yr 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
November 2000 - August 2002 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2000 - August 2002 · 1 yr 9 mos
State Registrations8 states
DEFLMONCNMNYTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.