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David Lerner
46 Years of Experience
Miami, FL
3 DisclosuresBroker
David Lerner is a registered investment advisor at Raymond James & Associates, INC., based in Miami, FL, with 46 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
9100 S. Dadeland Blvd., Suite 105, Miami, FL, 33156
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2012Withdrawn
Customer Dispute
August 2011Settled
Customer Dispute
June 2008Closed-No Action
Employment History
Current Registrations
Raymond James & Associates, INC.
March 2007 - Present · 19 yrs 2 mos
Raymond James & Associates, INC.Broker
March 2007 - Present · 19 yrs 2 mos
Previous Registrations
Morgan Stanley
January 1991 - March 2007 · 16 yrs 2 mos
Morgan Stanley Dw INC.Broker
December 1979 - March 2007 · 27 yrs 3 mos
State Registrations21 states
CACOCTFLGAILLAMAMEMONCNJNMNYOHORPASCTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.