Douglas Rongo is a registered investment advisor, based in Hickory, NC, with 25 years of industry experience.
Location
14 3rd Ave. NE, Ste 200, Hickory, NC, 28601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglas is an independent insurance agent for various companies and a 25% general partner in Rongo Real Estate, a partnership that has been inactive since 2004. He also serves as treasurer for the US Merchant Marine Academy Alumni Assoc and is an owner/partner in Rongo Asset Management LLC, dedicating about 10-20% of his time to the latter.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Millennium Investment and Retirement Advisors, LLC
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Brookstreet Capital Management
Brookstreet Securities CorporationBroker
North Star Financial Group, INC.
On Investment Management CO
The O.N. Equity Sales CompanyBroker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Northwestern Mutual Investment Services, LLCBroker
Robert W. Baird & CO. IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.