Heather Schramm
Heather Schramm is a registered investment advisor at Stratos Wealth Partners, LTD, based in Baton Rouge, LA, with 25 years of industry experience. Heather is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 9 more. Their firm serves 25,391 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual advisory fee is 2.0% for advisor-managed non-wrap and SWM accounts. Specific program fees may vary up to 3.0% depending on the chosen platform, custodian, or third-party manager.
Fee Estimator
Location
5145 Bluebonnet Blvd., Baton Rouge, LA, 70809
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2006Other Business Activities
Heather operates her LPL business through Schramm Financial Group and is an Investment Advisor Representative (IAR) with Stratos Wealth Partners, providing investment advisory services. She also works with Opes Wealth Partners as a Registered Investment Advisor DBA, dedicating full-time hours to these activities.
Employment History
Current Registrations
Stratos Wealth Partners, LTD
LPL Financial LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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