KM
KM
Kerrie Milligan
25 Years of Experience
Boca Raton, FL
3 DisclosuresBroker
Kerrie Milligan is a registered investment advisor at Raymond James & Associates, INC., based in Boca Raton, FL, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1 Town Center Road, 10th Floor, Boca Raton, FL, 33486
Get directionsHistory
Regulatory History (3)
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Customer Dispute
July 2019Denied
Regulatory
January 2015Final
Employment Separation After Allegations
September 2012Other Business Activities
Kerrie is a member of The Fox's Den Investment Club, contributing capital and investment ideas. This activity requires a few hours per week.
Employment History
Current Registrations
Raymond James & Associates, INC.
July 2013 - Present · 12 yrs 10 mos
Raymond James & Associates, INC.Broker
October 2012 - Present · 13 yrs 7 mos
Previous Registrations
Raymond James & Associates, INC.
October 2012 - June 2013 · 8 mos
Morgan Stanley
June 2009 - October 2012 · 3 yrs 4 mos
Morgan StanleyBroker
June 2009 - October 2012 · 3 yrs 4 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
June 2003 - April 2007 · 3 yrs 10 mos
Morgan Stanley Dw INC.Broker
May 2001 - April 2007 · 5 yrs 11 mos
Pfpc Distributors, INC.Broker
November 2000 - March 2001 · 4 mos
State Registrations47 states
AKALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMTNCNHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.