GY
GY

Gao Yang

22 Years of Experience
Minneapolis, MN
1 DisclosureBroker

Gao Yang is a registered investment advisor, based in Minneapolis, MN, with 22 years of industry experience.

Location

901 3rd Ave S, Minneapolis, MN, 55402

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2018
Final
Employment History
Current Registrations
American Enterprise Investment Services INC.
December 2025 - Present · 5 mos
American Enterprise Investment Services INC.Broker
December 2025 - Present · 5 mos
Ameriprise Financial Services, LLC
January 2013 - Present · 13 yrs 4 mos
Ameriprise Financial Services, LLC
June 2010 - Present · 15 yrs 11 mos
Ameriprise Financial Services, LLCBroker
June 2010 - Present · 15 yrs 11 mos
Previous Registrations
Ameriprise Financial Services, INC.
June 2010 - December 2012 · 2 yrs 6 mos
Wells Fargo Investments, LLC
March 2005 - May 2010 · 5 yrs 2 mos
Wells Fargo Investments, LLCBroker
February 2005 - May 2010 · 5 yrs 3 mos
Financial Network Investment CorporationBroker
April 2001 - March 2003 · 1 yr 11 mos
American Express Financial Advisors INC.Broker
October 2000 - November 2000 · 1 mo
Ids Life Insurance CompanyBroker
October 2000 - November 2000 · 1 mo
State Registrations1 state
MN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.