James Miller
James Miller is a registered investment advisor at Baobab Wealth Management, based in Anchorage, AK, with 19 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 240 clients with $70M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.75% |
| $3.0M - $5.0M | 0.65% |
| $5M+ | 0.50% |
Fees may be negotiated.
Fee Estimator
Location
721 Depot Drive, Anchorage, AK, 99501
Get directionsHistory
Regulatory History (3)
Regulatory
June 2024Employment Separation After Allegations
January 2008Customer Dispute
January 2008Other Business ActivitiesSells Insurance
James has insurance licensing and is the author/owner of "Divorce the IRS", a book related to investments. He spends minimal time on these activities.
Employment History
Current Registrations
Baobab Wealth Management
Previous Registrations
Golden State Equity Partners, LLC
Intervest International, INC.
Intervest International Equities CorporationBroker
Ast Investment Services, INC.
Prudential Annuities Distributors, INCBroker
Intervest International Equities CorporationBroker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.