Richard Casolari
Richard Casolari is a registered investment advisor at Cetera Investment Advisers LLC, based in Palos Heights, IL, with 51 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
12416 S Harlem Ste 300, Palos Heights, IL, 60463
Get directionsHistory
Regulatory History (4)
Customer Dispute
July 2020Customer Dispute
December 2005Customer Dispute
July 2003Customer Dispute
June 2002Other Business ActivitiesSells Insurance
Richard is the Director, President, and Owner of Advanced Financial Concepts, LTD, where he sells and services fixed insurance and securities products. He is also an independent insurance agent selling fixed insurance products, and collects renewals from old policies sold through Executive Motivation, Inc; these activities take up nearly all of Richard's time. Richard also owns a corporation for accounting purposes only, and is the President of a homeowner's association, both requiring minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Re-Direct Securities CORP
Re-Direct Securities CORPBroker
Velarde Securities, INC.Broker
Mony Securities CorporationBroker
The Mutual Life Insurance Company of New YorkBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.