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Brent Makarczyk

24 Years of Experience
Kingston, PA
3 DisclosuresBroker

Brent Makarczyk is a registered investment advisor at Ameriprise Financial Services, LLC, based in Kingston, PA, with 24 years of industry experience. Brent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

575 Pierce St Ste 501, Kingston, PA, 18704

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2022
Settled
Customer Dispute
February 2022
Settled
Customer Dispute
October 2008
Denied
Other Business Activities

Brent owns real estate, is involved in financial planning through FFLIH, LLC, and coaches advisors through INetwork NY, LLC. He also co-owns Inspire Tax LLC and ICN Holdings LLC, dedicating varying amounts of time to each endeavor.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2003 - Present · 22 yrs 10 mos
Ameriprise Financial Services, LLC
February 2002 - Present · 24 yrs 3 mos
Ameriprise Financial Services, LLCBroker
February 2002 - Present · 24 yrs 3 mos
Previous Registrations
Ids Life Insurance CompanyBroker
February 2002 - July 2006 · 4 yrs 5 mos
Pruco Securities CorporationBroker
May 2001 - November 2001 · 6 mos
State Registrations29 states
AZCOCTDCDEFLGAILINMAMDMEMIMSMTNCNJNVNYOHPASCTNTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brent Makarczyk - Financial Advisor | TrueAdvisor