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Joseph Donough

Ameriprise Financial Services, LLC
43 Years of Experience
Kingston, PA
2 DisclosuresBroker
View SEC Summary
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Joseph Donough is a registered investment advisor at Ameriprise Financial Services, LLC, based in Kingston, PA, with 43 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

480 Pierce St Ste 214, Kingston, PA, 18704

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2008
Denied
Customer Dispute
December 2005
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2009 - Present · 16 yrs 10 mos
Ameriprise Financial Services, LLC
December 2009 - Present · 16 yrs 10 mos
Ameriprise Financial Services, LLCBroker
December 2009 - Present · 16 yrs 10 mos
Previous Registrations
Securities America, INC.Broker
March 2010 - December 2010 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2005 - December 2009 · 4 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2005 - December 2009 · 4 yrs 2 mos
UBS Financial Services INC.Broker
September 2002 - November 2005 · 3 yrs 2 mos
Morgan Stanley Dw INC.Broker
December 1997 - September 2002 · 4 yrs 9 mos
Eq Financial Consultants, INC.Broker
July 1993 - December 1997 · 4 yrs 5 mos
The Equitable Life Assurance Society of the United StatesBroker
July 1993 - December 1997 · 4 yrs 5 mos
Equico Securities, INC.Broker
January 1982 - November 1991 · 9 yrs 10 mos
The Equitable Life Assurance Society of the United StatesBroker
January 1982 - November 1991 · 9 yrs 10 mos
State Registrations19 states
ALCADCFLGAINMDMEMONCNJNVNYOHPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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