Barry Moss is a CFP-designated registered investment advisor at Spc, based in Holiday, FL, with 25 years of industry experience. Barry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 30,881 clients with $5.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SPC offers investment management through the SIGMA Managed Account program. Clients pay an annual account management fee based on a percentage of their account assets. The fee includes a program fee and the IAR's compensation. For example, if your account AUM is $1,500,000, the first $500,000 is billed at 2.50%, the next $250,000 at 1.75%, the next $250,000 at 1.50%, and the remaining $500,000 at 1.25%. The maximum annual advisory fee is 2.5%. The program fee is 0.15% on all assets. There is a $30 minimum annual program fee.
SPC also offers direct-at-fund programs where clients pay an annual asset-based investment management fee of 0.5%.
Location
2248 Sand Bay Drive, Holiday, FL, 34691
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Regulatory History (1)
Criminal
November 1986Other Business ActivitiesSells Insurance
Barry is the President and Owner of Barry L. Moss & Associates, Inc., an insurance business, since 1993, spending a few hours per week on it. He also works as an independently licensed insurance agent with various insurance companies.
Employment History
Current Registrations
Spc
Parkland Securities, LLCBroker
Previous Registrations
Capital Analysts
Lincoln Investment
Lincoln InvestmentBroker
Sowell Management Services
Spc
Sammons Securities Company, LLCBroker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.