Chris Galliano
Chris Galliano is a registered investment advisor at Northern Trust Securities, INC, based in Houston, TX, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,283 clients with $1.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $5.0M | 0.85% |
| $5M+ | 0.75% |
These fees apply to Fund Strategist Portfolio, Strategist UMA, Equity and Balanced SMA strategies. Manager fees are included in the total account fee and are subject to change without notice. Optional Tax and/or Overlay Services are assessed a fee on all assets in addition to the account asset management fee. Accounts employing both Tax Overlay Services and Impact Overlay Services will be charged only one overlay service fee. Overlay Service Fees: First $10Mil 0.10%, $10Mil - $25Mil 0.08%, Assets over $25Mil 0.05%
Fee Estimator
Location
1801 Post Oak Blvd., Houston, TX, 77057
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Chris's spouse owns Katie Galliano Interiors/KGI Group Inc., a residential and commercial design, build, and procurement company, where Chris assists with tax preparation, spending minimal time. Chris and his wife are also sole members of Modern Campus Living, LLC, a residential and commercial real estate holding company, where Chris assists with tax preparation, organizing, and light maintenance, spending a few hours per week.
Employment History
Current Registrations
Northern Trust Securities, INC
Northern Trust Securities, INC.Broker
Previous Registrations
Vision Investment Services, INC.Broker
Southwest Securities, INC.Broker
Southwest Securities, INC.
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.