Gregory Hart
Gregory Hart is a CFP, PFS-designated registered investment advisor at LPL Financial LLC, based in Westwood, MA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
200 Lowder Brook Dr Ste 2100, Westwood, MA, 02090
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gregory sells non-variable insurance products, including life, health, disability, long-term care, and fixed annuities, dedicating minimal time to this activity. He also operates under the DBAs Summer Street Financial Advisors, LLC and Bay Financial Associates, LLC for his LPL business, spending full-time hours on the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Bay Financial Advisors, INC.
Summer Street Financial Advisors, LLC
Aig Financial Advisors, INC.Broker
Summer Street Financial Advisors, LLC
Sunamerica Securities, INC.Broker
US Financial Advisors, LLC
Intersecurities, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.