FJ
FJ

Fabian John

24 Years of Experience
San Francisco, CA
Broker

Fabian John is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

555 California Street, Pwm, San Francisco, CA, 94104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Morgan StanleyBroker
June 2014 - Present · 11 yrs 11 mos
Morgan Stanley
June 2014 - Present · 11 yrs 11 mos
Previous Registrations
UBS Financial Services INC.Broker
January 2006 - June 2014 · 8 yrs 5 mos
UBS Financial Services INC.
January 2006 - June 2014 · 8 yrs 5 mos
Morgan Stanley
February 2002 - January 2006 · 3 yrs 11 mos
Morgan Stanley Dw INC.Broker
December 2001 - January 2006 · 4 yrs 1 mo
Salomon Smith Barney INC.Broker
March 2001 - November 2001 · 8 mos
State Registrations29 states
AZCACOCTDCDEFLGAHIILLAMAMDMINCNJNVNYOHORPARISCTXUTVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Fabian John - Financial Advisor | TrueAdvisor