IS
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Ian Spradling
23 Years of Experience
Wilmington, DE
1 DisclosureBroker
Ian Spradling is a registered investment advisor at Raymond James & Associates, INC., based in Wilmington, DE, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
3411 Silverside Road, Baynard Bldg, Suite 105, Concord Plaza, Wilmington, DE, 19810
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2012Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
July 2019 - Present · 6 yrs 10 mos
Raymond James & Associates, INC.
July 2019 - Present · 6 yrs 10 mos
Raymond James & Associates, INC.Broker
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
PNC Investments
January 2004 - July 2019 · 15 yrs 6 mos
PNC InvestmentsBroker
January 2004 - July 2019 · 15 yrs 6 mos
Hilliard Lyons Asset Management
May 2003 - January 2004 · 8 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
October 2002 - January 2004 · 1 yr 3 mos
State Registrations16 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.